184 U.S. App. D.C. 215; 566 F.2d 107, *;
1977 U.S. App. LEXIS 13879, **
Washington Mobilization Committee, et al., Appellees v. Maurice J. Cullinane,
Chief of the Metropolitan Police Department, et al., Appellants
No. 75-2010
UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT
184 U.S. App. D.C. 215;
566 F.2d 107;
1977 U.S. App. LEXIS 13879
January 23, 1976, Argued
April 12, 1977, Decided
SUBSEQUENT HISTORY:
Petition for Rehearing Denied September 14, 1977, Reported at:
566 F.2d 107 at 124.
PRIOR HISTORY:
Appeal from the United States District Court for the District of Columbia (D.C.
Civil Action 779-70).
COUNSEL: David P. Sutton, Assistant Corporation Counsel for the District of Columbia,
with whom C. Francis Murphy, Corporation Counsel, Louis P. Robbins, Principal
Assistant Corporation Counsel and Richard W. Barton, Assistant Corporation
Counsel, were on the brief, for Appellants.
John Vanderstar, with whom Ralph J. Temple and John H. Quinn, Jr., were on the
brief, for Appellees.
JUDGES: MacKinnon and Robb, Circuit Judges and Broderick, * United States District
Judge for the Eastern District of Pennsylvania. Opinion for the Court filed by
Circuit Judge Robb.
* Sitting by designation pursuant to 28 U.S.C.
§ 292(d).
OPINION:
ROBB, Circuit Judge:
The Chief and five ranking officers of the Metropolitan
Police Department of the District of Columbia appeal from the District Court's decree granting
equitable relief to the plaintiffs. The named plaintiffs are eleven individuals
who participated in one or more
demonstrations in Washington in 1969-71, and
[**2] the Washington Mobilization Committee and the Committee to Defend the
Conspiracy, two unincorporated associations that assisted in organizing some of
the
demonstrations. A class represented by the eleven individuals consists of
"all persons who have participated in or observed and who intend to participate
in or observe lawful, peaceful, orderly and non-obstructive public
demonstrations for the exercise of
[*111] their constitutional rights of free speech and assembly."
Washington Mobilization Committee v. Cullinane, 400 F. Supp. 186, 190 n.2 (D.D.C. 1975).
The District Court's decree, entered August 27, 1975, is founded on its
analysis of evidence concerning seven public
demonstrations in Washington during the years 1969-71. The evidence, adduced in a trial
lasting three weeks, consisted of testimony from many witnesses, together with
depositions and affidavits from many others. On the premise that the
demonstrations were protected by the
First Amendment the District Court granted the following relief:
1. The court concluded that both the District of Columbia police line
regulation (D.C. Police Reg., Art. VI
§ 5a) and the District of Columbia
"failure to
[**3] move on" statute (D.C. Code
§ 22-1121(2)) are vague and overbroad. The court enjoined enforcement or
application of the police line
regulation against
demonstrators
"unless and until the
police department or the government of the District of Columbia specifies the scope and limits
of the department's power to clear public areas, sufficient to inform both the
police and the public of their responsibilities."
400 F. Supp. at 218. The evidence revealed that the police had used stationary police lines to
block the progress of marches and moving police lines, or
"sweeps", to enforce dispersal orders. The injunction applies to both uses of police
lines. As for the
"move on" statute the court limited its use to situations in which
"a breach of the
peace involving a substantial risk of
violence has occurred or will occur".
Id.
2. The court enjoined
"mass
arrests" when evidence of
probable cause is not recorded at the time of
arrest.
3. The court ordered expungement of the
arrest records of members of the class who participated in any of the seven
Washington
demonstrations and for whom field
arrest procedures or
"normal booking procedures" were not used, or against whom
[**4]
probable cause to
arrest was not actually established notwithstanding the use of standard procedures.
4. Finally, the court ordered the defendants to draft and promulgate a
comprehensive
manual specifying policies to be followed in dealing with future
demonstrations. The
manual was to provide
"instructions in all of those problem areas identified in the Findings of Fact."
Id. at 217. The draft of the
manual was to be presented to the District Court for approval after it had been
served on counsel for plaintiffs.
We reverse the District Court's judgment in several respects. We hold that the
police line
regulation is not afflicted with vagueness or overbreadth sufficient to invalidate it
facially. We agree with the District Court that a limiting construction must be
placed on the failure to move on statute to save it from overbreadth and
vagueness but our limiting construction differs from that applied by the
District Court. We find error in the District Court's conclusion that an
arrest not supported by the contemporaneous recordation of evidence of
probable cause is necessarily defective. We reverse the court's order directing the
defendants to formulate and promulgate
[**5] a
manual of policies and procedures for dealing with
demonstrations. We affirm the District Court's order granting expungement of
arrest records.
To present the issues and the District Court's judgment in proper focus we
briefly describe the seven
demonstrations considered by the court, identifying each by the locality in which it
occurred. They were:
1. DUPONT CIRCLE, NOVEMBER 14, 1969
Pursuant to a permit (App. 972-73), a group of 3000-5000 people (police
estimate, App. 973) assembled in Dupont Circle at the convergence of
Massachusetts, Connecticut and New Hampshire Avenues and
"P" and 19th
Streets, in the
"embassy row" area of Washington. The avowed purpose of the assembly was to
protest the Vietnam War. Later the group began to march up Massachusetts Avenue toward
the Vietnamese Embassy which is about five
blocks northwest
[*112] of the Circle. The
demonstrators filled the
street from building line to building line. (App. 974) When they reached Sheridan
Circle, about one
block from the Embassy, their advance was blocked by a line of about 150 police
officers. The police ordered the
demonstrators to
disperse or return to Dupont Circle. The
demonstrators did not do so peacefully.
[**6] In the ensuing skirmishes with the police, there were
"massive rounds of window breaking". (App. 968, 975) The District Court found that
"the
demonstrators became unruly, breaking windows and threatening police" before the police used tear gas
"in an attempt to subdue the
crowd."
400 F. Supp. at 192.
2. THE THREE SISTERS BRIDGE, NOVEMBER 16, 1969
On a Sunday afternoon, 300-400 persons marched up the C
& O Canal towpath toward the proposed site of the Three Sisters Bridge over the
Potomac, several hundred yards upstream from Key Bridge in the Georgetown area
of Washington. The
demonstrators voiced environmental objections to the construction of the bridge. The police,
who had advance
warning of the march, feared that the
demonstrators would damage equipment at the construction site. A line of
policemen prevented the
demonstrators from proceeding along the towpath, which provided the only access to the site.
At this stage the police sought merely to prevent the marchers from reaching
the construction site and did not seek to
disperse the
demonstration. The
demonstrators retreated slightly, then crossed the canal on a footbridge and walked along
Canal Road, which parallels
[**7] the Canal on its other side. The District Court found that
"a large
crowd gathered on Canal Road. . . . The
crowd became loud and
disorderly . . . [and] began to
block
traffic proceeding along M
Street and Canal Road. Police stationed in the area were subjected to verbal abuse
and, in a few instances, were the targets of thrown objects."
Id. at 193. According to the senior police officer at the
scene,
traffic on Canal Road was then
"extremely heavy". (App. 987) When the police dispersed this
crowd, it returned to the Georgetown residential area and turned north on 34th
Street. A moving police line followed the
crowd north along 34th
Street and east along Prospect
Street. Three squads of police were involved in this
demonstration.
Id.
3. WATERGATE APARTMENTS, FEBRUARY 19, 1970
Although they had no permit, 500-1000 persons (App. 610) marched from the
George Washington University
campus toward the Watergate Apartments on Virginia Avenue, which were chosen as a
destination because several government officials lived there. The
demonstrators occupied Virginia Avenue from curb to curb (App. 1171) at the early evening
rush hour. (App. 992) The march began after a
[**8] rally on the
campus at which speakers protested the conviction by a jury in Chicago of seven
persons for conspiracy to
riot at the 1968 Democratic National Convention in Chicago. During the rally
"police were not present or did not make their presence evident on the
campus."
Id. A line of 50 to 200
policemen blocked the route of the march at the
intersection of New Hampshire and Virginia Avenues, about one
block from the apartments. Apparently to divert
traffic approaching the Watergate area from the east on Virginia Avenue, a second
police line moved into position behind the
demonstrators. This line blocked Virginia Avenue at its
intersection with 23rd
Street. The police ordered the
demonstrators to
disperse, but they did not do so. The District Court faulted the police for
"a lack of communication and inadequate attempts to inform the
crowd of their intentions,"
400 F. Supp. at 194, but it is clear that
demonstrators at the front of the
crowd heard the police order. In response, they
"began taunting the officers, verbally and physically. Epithets were directed
toward the police, along with small stones and other objects. The evidence
shows that this activity was
[**9] uncoordinated and spasmodic."
Id. The police line then began moving toward the
demonstrators, pressing the
crowd toward
[*113] the second police line at its rear. n1 At that point
"more of the
demonstrators began to verbally and physically threaten the officers . . .",
Id. at 195, and the police sought to
arrest the entire group. (App. 994) The police lines were moved so that eventually
the
demonstrators were
"effectively surrounded". (App. 994) These maneuvers created a
"stampede effect,"
400 F. Supp. at 195, and as the
demonstrators sought to flee
"the police broke ranks and began chasing" them.
Id. Nevertheless, a substantial number of
demonstrators were not
arrested, and
"there undeniably was some unruliness on the part of the
crowd leaving the Watergate, including the destruction of property . . . ."
Id.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n1 The District Court's findings indicate that police lines had not been used
to
block
demonstrators' dispersal along 24th
Street north and G
Street east. Both
streets intersect with Virginia Avenue at points between the two police lines blocking
Virginia Avenue.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**10]
As the police followed the
demonstrators back toward the
streets that pass through George Washington University, some
demonstrators were
"throwing rocks at the police".
Id. at 196. The senior police officer at the
scene stated that he observed some persons attempting to overturn cars. (App. 996)
4. WASHINGTON MONUMENT, FEBRUARY 21, 1970
This incident involved a confrontation between police and the remnant, about
600 persons strong (App. 1003, 1186), of a group of 5000
demonstrators. The main march, sanctioned by a permit as far as 3rd
Street and Constitution Avenue, N.W., proceeded from the Department of Justice
building to the District of Columbia
Police Department Building. Protesting the conviction of the
"Chicago Seven", it moved peacefully along the sidewalk and one side of Pennsylvania Avenue,
without
obstruction and
"with little contact between
demonstrators and police."
400 F. Supp. at 197. Some marchers, however, straggled back from the march terminus to the
intersection of Fifteenth
Street and Constitution Avenue. The police, fearful that these persons intended
mischief at the White House, established a line on the north side of
Constitution
[**11] Avenue. This line prevented the congregation at the
intersection from crossing onto the Ellipse, adjacent to the grounds of the White House.
After an announcement to clear the area, the police line moved south onto the
mall surrounding the Monument. Although it was winter some tourists as well as
demonstrators were on the Monument grounds.
Id.
Sergeant Cecil W. Kirk of the Metropolitan
Police Department, whose primary duty was to photograph police-demonstrator confrontations,
testified that before the police line was formed and began to move south, he
observed an unspecified number of
demonstrators blocking the
intersection at Fifteenth
Street and Constitution Avenue, breaking up and burning trash receptacles, and
throwing objects at cars, pedestrians and the police. (App. 1183-90) The
District Court did not reject this testimony but found that defense witnesses
"did not recite specific instances of misconduct which would have necessitated
the
sweep action, as opposed to making individual
arrests."
400 F. Supp. at 198.
5. GEORGETOWN, OCTOBER 2, 1970
The facts concerning this
demonstration are scanty. In describing it, the District Court stated merely that:
[**12]
During the evening of October 2, 1970, a political
demonstration took place in Georgetown. Chief Wilson was present at the
scene of the
protest and ordered a
sweep of the lower
blocks of Wisconsin Avenue. Defendants presented no evidence to indicate why this
step was taken. One result of this decision was that a number of passersby and
persons uninvolved with the
demonstration were
arrested in the Georgetown area.
Id. at 198.
Defendants did give evidence concerning this
demonstration, although the witness, Police Chief Wilson, indicated that his memory was hazy.
(App. 1363-1364) According to Chief Wilson:
[*114] There was a large
crowd down at Wisconsin [Avenue] and it was generally peaceful. The
intersection, as I recall, was pretty much filled. There began some stoning at the police,
some waste baskets set on fire, some movement of the
crowd up Wisconsin Avenue with the police in pursuit. . . . There was a group which
stopped up in the vicinity, I guess, of Wisconsin and O, . . . and were stoning
the police pretty heavily there. . . . So as I recall, we established a line
from on roughly Wisconsin Avenue from M
Street to R
Street and
[**13] essentially to
disperse the group that was engaged in stoning the police and general trashing of the
street.
(App. 1364) The purpose of the
demonstration and the number of participants are not mentioned in the record.
6. WARD CIRCLE/AMERICAN UNIVERSITY, MAY 5-11, 1970
This series of incidents involved one of numerous
protests in Washington against the incursion of American troops into Cambodia. The
demonstrators, whose numbers ranged from the hundreds to the thousands were primarily
students at American University, the
campus of which abuts part of Ward Circle. The Circle sits at the convergence of two
"heavily-travelled thoroughfares",
Massachusetts and Nebraska Avenues. 400 F. Supp. at 199. The District Court found that
"initial interaction between officers and
demonstrators was minimal" on the first day of
demonstrations, during which the
demonstrators' activity consisted merely of
"leafletting the area of Ward Circle adjacent to the
campus".
Id. The District Court's narrative proceeds:
On May 6, however, when the leafletters began to
block
traffic in the Ward Circle
intersection, the tension between the groups increased. CDU [Civil Disturbance
[**14] Unit] officers wearing gas masks and equipped with various gas projectiles
were stationed around and in the Circle, facing the
campus.
Demonstrators were requested to vacate the
streets and most did so . . . .
It is unclear from the evidence which of the adversaries initiated the
escalation.
Demonstrators taunted police and threw marshmallows at them. After announcements to clear
the area were made, the missiles changed to stones and rocks, inflicting
injuries on a few officers. Lines of CDU police moved onto Nebraska Avenue,
pushing the
demonstrators back with their batons, but they were not successful in clearing the area or
in stifling the bombardment of missiles. Deputy Chief Davis finally ordered the
use of hand-thrown gas grenades . . . .
Id. Some of the
obstruction took place during rush hours. (App. 1010-11) Five days later a similar series
of events erupted:
Students engaged in leafletting and other less peaceful activities. Rocks and
debris were thrown in the
streets. The police attempted to clear the thoroughfares around the Circle, but met the
same resistance as before. Missiles were again directed toward police
stationed at the Circle, ranging
[**15] from marshmallows to rocks.
Id. at 200.
7. MAY DAY 1971, MAY 3-4, 1971
The District Court took judicial notice of the facts recited in this court's
opinions concerning the May Day 1971
demonstrations,
Apton v. Wilson, 165 U.S. App. D.C. 22, 506 F.2d 83 (1974), and
Sullivan v. Murphy, 156 U.S. App. D.C. 28, 478 F.2d 938 (1973), and made no findings of fact of its own concerning them. The May Day 1971
demonstrations involved a substantial number of marches and assemblies during April 18-May 6.
Judge Leventhal's opinion for this court in
Sullivan v. Murphy, supra, shows that significant police interference was limited to the several
demonstrations in this series that were
violent or
obstructive:
Throughout the week of April 18,
protest activities had been nonviolent and generally well-disciplined. There were no
serious encounters with police, and
arrests were few. But following the march and rally of Saturday, April 24, a
[*115] more militant faction gained control of the
protest, and some of the initial groups withdrew. The new
demonstration leaders announced a program of mass civil disobedience.
[**16] A program was developed to conduct
protest activities at specific Government offices during the week of April 26,
apparently with the hope of inducing Federal employees to join the
protest by absenting themselves from work, and, if this should fail, to threaten a
blockade May 3 of highways leading into the capital. The demands were for an
immediate withdrawal of troops from Southeast Asia.
* * * *
Protest leaders announced the specifics of their plan to
block access to the city in the midst of Monday's [May 3] rush hour. Key points were
selected for
obstruction . . . . Most Federal employees live in the Maryland and Virginia suburbs and
use these arteries daily in commuting to their offices. If the
demonstrators' program had become effective, the result would have been a massive blockage of
the operation of the Government.
* * * *
Several attempts were made [on May 3] to
block the critical
intersections with disabled vehicles and makeshift barriers, but the police removed these in
short order. Police, fire and sanitation personnel also counteracted efforts to
set trash containers afire and to strew the
streets with nails and broken glass. At Key Bridge and the 14th
Street Bridges,
[**17]
demonstrators charged police lines en masse, but were repulsed by police with truncheons and
barrages of tear gas.
* * * *
Their efforts to
block access to the city having been effectively checked, the protesters turned
their attentions once again upon specific Federal offices. On May 4 they
demonstrated in front of the Department of Justice building. There was no
violence, but sidewalks and building entrances were obstructed by throngs of people.
Id., 156 U.S. App. D.C. at 37-39, 43, 478 F.2d at 947-49, 953 [footnotes omitted]. In
Apton v. Wilson, supra, two members of the division expressed their conclusion that during May 3 and
4:
the police did an admirable job in handling a mob of unprecedented proportions
(150,000 people), many of whom were seeking to carry out an unlawful objective
by unlawful means, and the results were accomplished without a declaration of
martial law, without the intervention of the National Guard or Army troops, and
with minimum physical injury to individuals.
165 U.S. App. D.C. at 36, 506 F.2d at 97 (MacKinnon, J. concurring and Wilkey, J. joining in Judge MacKinnon's
expression
[**18] of views). n2
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n2 Judge MacKinnon noted that the avowed purpose of the
demonstration on May 3 was to
"close down the government".
165 U.S. App. D.C. at 36, 506 F.2d at 97. This statement is confirmed by the
"May Day Tactical
Manual" issued by the organizers of the
demonstration and received in evidence as Fed. Ex. No. 5 in
Dellums, et al v. Powell, et al, 566 F.2d 167, 181. We take judicial notice of this exhibit. The
Manual states, P. 3:
The objective [of the
demonstrations] is to close down all Federal government sections of Washington, D.C., by
blocking
traffic arteries during the early morning rush hours of May 3 and 4.
The
Manual identifies and describes in detail, with a photograph of each, and a marked
street map, twenty-three
"target areas" where
traffic could be disrupted. It concludes (P. 24):
We expect most of the participants to be
arrested and all participants to be prepared for possible
arrest. It greatly enhances our tactical position if the jails and detention
facilities are filled with
demonstrators . . . . If solidarity is maintained and only those who absolutely must bail
out leave everyone will be released together when Mayday is over. In jail,
organization and solidarity can defeat efforts to divide and control us. . . .
The maximum fine levied in Washington in mass
arrest situations has been $ 25. In most cases the fine and bail has been $ 10. If
we maintain our solidarity we should all be released with no charges.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**19]
[*116] OVERBREADTH AND VAGUENESS
Failure-to-Move-On Statute
The District of Columbia Code, section 22-1121(2), provides:
Whoever, with intent to provoke a breach of the
peace, or under circumstances such that a breach of the
peace may be occasioned thereby -
* * * *
(2) congregates with others on a public
street and refuses to move on when ordered by the police;
* * * *
shall be fined not more than $ 250 or imprisoned not more than ninety days, or
both.
In
Von Sleichter v. United States, 153 U.S. App. D.C. 169, 182, 472 F.2d 1244, 1257 (1972) we said:
The issue of statutory overbreadth is not a problem in the District of
Columbia, because our
disorderly conduct laws, 22 D.C. Code
§§ 1107, 1121, have been subjected to a narrowing construction by this court in
Williams v. District of Columbia, 136 U.S. App. D.C. 56, 419 F.2d 638 (en banc, 1969).
In the
Williams case, construing the profanity provision of section 22-1107, we held that it
applied only to the utterance of language which threatens a breach of the
peace
and for these purposes a breach of the
peace is threatened either because
[**20] the language creates a substantial risk of provoking
violence, or because it is, under
"contemporary community standards," so grossly offensive to members of the public who actually overhear it as to
amount to a nuisance.
136 U.S. App. D.C. at 64, 419 F.2d at 646 [footnotes omitted]. Applying this definition to section 22-1121(2) the
District Court concluded that the police may not attempt to regulate the
conduct of a
demonstration by ordering persons to
"move on" unless a breach of the
peace is threatened or intended, and a substantial risk of
violence is present. The court thought
"the latter portion [of the definition] relating directly to profane language is
not pertinent to the issue at hand . . . ."
400 F. Supp. at 210.
We agree with the District Court that conduct creating a substantial risk of
violence amounts to a breach of the
peace under section 22-1121(2). We think however that the court erred in rejecting
as
"not pertinent" that part of the
Williams definition relating to language which amounts to a nuisance. Just as language
may amount to a nuisance, so may conduct. Specifically, in the context of
section 22-1121(2), acts
[**21] and conduct of
demonstrators in obstructing
streets and highways may amount to a nuisance and therefore constitute a breach of the
peace within the
Williams definition of that term. People blocking
traffic at a critical
intersection may breach the
peace as fully as those who hurl stones.
The offense known as breach of the
peace embraces a great variety of conduct destroying or menacing public order and
tranquillity. . . . When clear and present danger of
riot, disorder,
interference with
traffic upon the public
streets, or other immediate threat to public safety,
peace, or order, appears, the power of the state to prevent or punish is obvious.
Cantwell v. Connecticut, 310 U.S. 296, 308, 84 L. Ed. 1213, 60 S. Ct. 900 (1940) [emphasis supplied].
The police have a duty to keep the
streets and sidewalks open for the movement of
traffic.
Schneider v. State, 308 U.S. 147, 160, 84 L. Ed. 155, 60 S. Ct. 146 (1939). As we construe it, the failure-to-move-on provision of section 22-1121(2) is a
reasonable
regulation empowering the police to fulfill that duty. It does no more than that; in
applying it the police must of course direct
[**22] and control
demonstrators only to an extent sufficient to protect legitimate state interests, which in
this case are the free circulation of
traffic and the free access of people to public buildings. In ordering
obstructive
demonstrators to
"move on" the initial police objective must
[*117] be merely to clear passage, not to
disperse the
demonstrators, or to suppress the free communication of their views.
The authority of a municipality to impose
regulations in order to assure the safety and convenience of the people in the use of
public highways has never been regarded as inconsistent with civil liberties
but rather as one of the means of safeguarding the good order upon which they
ultimately depend. The control of travel on the
streets of cities is the most familiar illustration of this recognition of social
need. Where a restriction of the use of highways in that relation is designed
to promote the public convenience in the interest of all, it cannot be
disregarded by the attempted exercise of some civil right which in other
circumstances would be entitled to protection.
Cox v. New Hampshire, 312 U.S. 569, 574, 85 L. Ed. 1049, 61 S. Ct. 762 (1941).
[**23]
See
Colten v. Kentucky, 407 U.S. 104, 109, 32 L. Ed. 2d 584, 92 S. Ct. 1953 (1972);
United
States v. O'Brien, 391 U.S. 367, 377, 20 L. Ed. 2d 672, 88 S. Ct. 1673 (1968).
Police Line
Regulation
Article VI,
§ 5a of the police
regulations of the District of Columbia, commonly called the Police Line
Regulation, was promulgated by the District of Columbia Board of Commissioners, now
replaced by the City Council. It provides:
Sec. 5a. When
fires, accidents, wrecks, explosions, parades, or other occasions cause or may cause persons to collect
on the public
streets, alleys, highways, or parkings, the Chief of Police, inspector, captain of
police, or officer acting for him, may establish such area or zone as he
considers necessary for the purpose of affording a clearing for: (1) the
operation of firemen or
policemen; (2) the passage of a parade; (3) the movement of
traffic; (4) the exclusion of the public from the vicinity of a
riot,
disorderly gathering, accident, wreck, explosion, or other
emergency; and (5) the protection of persons and property. Every person present at the
scene of such an occasion, shall comply with any necessary order
[**24] or instruction of any police officer. No person shall enter such area or zone,
unless duly authorized by the person in command on such an occasion; Provided,
That bona fide representatives of the press and bona fide insurance adjusters
or underwriters and such other persons as the Chief of Police may authorize to
be within such space, and who shall have plainly exposed to view the press pass
or fire pass described in this section, shall be permitted within the lines
established by the
Police Department under the conditions named in the following paragraph . . . .
The District Court concluded that
"the police line
ordinance, as applied to
demonstration activities (i.e., those in which
First Amendment rights are being asserted), is unconstitutionally vague and overly broad."
400 F. Supp. at 212. The court therefore enjoined the defendants
"from erecting police lines and initiating
sweeps of areas during
demonstrations pursuant to [the
regulation] . . . unless and until the
police department or the government of the District of Columbia specifies the scope and limits
of the department's power to clear public areas, sufficient to inform both the
police and the public
[**25] of their responsibilities."
Id. at 218.
Vagueness may take two forms, both of which result in a denial of due process.
A vague
ordinance denies fair notice of the standard of conduct to which a citizen is held
accountable. At the same time an
ordinance is void for vagueness if it is an unrestricted delegation of power, which in
practice leaves the definition of its terms to law enforcement officers, and
thereby invites arbitrary, discriminatory and overzealous enforcement.
See
Gregory v. City of Chicago, 394 U.S. 111, 120, 22 L. Ed. 2d 134, 89 S. Ct. 946 (1969) (Black, J. concurring).
Both forms of vagueness are found when a legislature has defined proscribed
conduct in subjective terms of taste. A citizen trying to observe the law and a
policeman trying to enforce it, both in good faith, may
[*118] reach different conclusions about what the law proscribes. The cautious
citizen, assuming that the policeman will enforce the vague law in its most
restrictive sense, may steer cautiously and thereby unduly curtail his exercise
of
First Amendment rights.
See
Grayned v. City of Rockford, 408 U.S. 104, 108-09, 33 L. Ed. 2d 222, 92 S. Ct. 2294 (1972).
[**26] Recognizing these dangers, the Supreme Court has said that
"because
First Amendment freedoms need breathing space to survive, government may regulate in the area
only with narrow specificity."
NAACP v. Button, 371 U.S. 415, 433, 9 L. Ed. 2d 405, 83 S. Ct. 328 (1963).
The police line
regulation challenged in this case does not rely on subjective terms to define proscribed
conduct. Under the
regulation a citizen must not cross a police line without authority and he must obey any
police order necessary to effectuate any of the five specified purposes of the
line. If the location of the line is clearly indicated and if adequate notice
is given, which we interpret to be requirements implicit in the
regulation, its application will not trap innocent persons. In short, it cannot be said
that persons
"of common intelligence must necessarily guess" at the meaning of the prohibition.
Connally v. General Construction Co., 269 U.S. 385, 391, 70 L. Ed. 322, 46 S. Ct. 126 (1926).
The scope of the discretion given to the police by the
regulation requires more detailed analysis and discussion. The question is whether the
regulation is impermissibly vague because
[**27] the bounds of police discretion are defined so imprecisely that they invite or
authorize police action in violation of the
First Amendment.
In scrutinizing the
ordinance for vagueness we focus on the words of the
ordinance itself, to
"extrapolate its allowable meaning."
Grayned v. City of Rockford, 408 U.S. 104, 110, 33 L. Ed. 2d 222, 92 S. Ct. 2294 (1972) (quoting Frankfurter, J., concurring in
Garner v. Louisiana, 368 U.S. 157, 174, 7 L. Ed. 2d 207, 82 S. Ct. 248 (1961)). In so doing, we observe the rule of construction announced by the Municipal
Court of Appeals for the District of Columbia, that interpretation of a police
regulation must be based upon reading the entire
regulation rather than
"a part or word thereof".
Siegman v. District of Columbia, 48 A.2d 764, 766 (D.C. Mun. App. 1946).
Turning to the language of the
ordinance we see that a police line may be established upon the happening of
"occasions [that] cause or may cause persons to collect on the public
streets." Art. VI,
§ 5a. This clause is restricted by the functional limitations that follow it
within the
regulation. Any police line must be
"necessary" to
[**28] achieve one of three basic purposes: (1) clearing the way for the operation of
firemen or
policemen, a parade or the movement of
traffic; (2) excluding the public from the vicinity of
"a
riot or
disorderly gathering, accident, wreck, explosion or other
emergency"; or (3) the protection of persons and property. We find no imprecision of
constitutional magnitude in the statement of purposes (1) and (3); it appears
to be a reasonable articulation of police duties. Purpose (2) permits the
police to isolate the public from a
"riot or
disorderly gathering . . . or other
emergency". There has been no assertion in this case that the term
"riot" is vague. As we have seen the word
"disorderly" has been defined by this court in
Williams v. District of Columbia, supra, so there is no imprecision in the phrase
"disorderly gathering". Applying the rule of
ejusdem generis, the word
"emergency" takes the color of the five events that precede it in its clause. Because none
of these events involves activities protected by the
First Amendment we cannot assume that the word
"emergency" in the clause expands it to encompass forbidden territory.
The District Court characterized as
[**29] a
"pernicious proscription" allowing
"unfettered [police] discretion" the
regulation's requirement that
"every person present at the
scene of such an occasion shall comply with any necessary order or instruction of
any police officer."
400 F. Supp. at 211. We disagree. The word
"necessary" in this sentence of the
regulation has the same meaning that it does in the preceding sentence. As there, it
limits police discretion
[*119] to the accomplishment of the specified and properly narrow purposes of the
regulation; it cannot reasonably be construed to authorize the police to issue orders
infringing the peaceful exercise of
First Amendment rights.
See
Broadrick v. Oklahoma, 413 U.S. 601, 615, 37 L. Ed. 2d 830, 93 S. Ct. 2908 (1973).
The District Court indicated that if discretion to establish lines is to be
given to the police it must be done by a
regulation setting out such
"mechanics" as
"the geographic area to be encompassed, the number of officers deployed, means
of maintaining the line against assault, the duration of time which the line is
to be maintained, [and] how to announce to the public the initiation of a line".
400 F. Supp. at 212.
[**30] It is clear to us however that the
regulation deals only with extraordinary or
emergency
"occasions" in which substantial factors of unpredictability exist. It cannot be known in
advance, for example, how big a particular fire will be, how toxic a gas
released in a particular explosion will be, or how widespread and
violent a
riot will be. Nevertheless, each of these factors would affect the duration,
geographic extent and other
"mechanics" of a given police line. We think the
regulation's definition of the scope of police discretion in functional terms is
reasonable, and that meticulous specificity is not required.
Finally on this phase of the case we emphasize that for the most part the
purposes of the police were to afford a clearing for the movement of
traffic or to exclude the public from the vicinity of a
riot or
disorderly gathering. The police line
regulation (§§ 5a(2) and (4)) specifically authorizes such actions. Further specificity is
not necessary.
CONSTITUTIONALITY OF POLICE MASS
DEMONSTRATION PROCEDURES AS APPLIED
The District Court thought that even assuming the constitutionality of the
police line
ordinance and the failure-to-move-on statute the conduct of the police
[**31] justified injunctive relief. In support of this conclusion the court cited (1)
"the improper use of police lines and
sweeps, and invocation of the failure-to-move-on statute in a manner which maximized
the chance of arresting persons who were innocent of any wrongdoing", and (2) the decision in the Watergate and May Day
demonstrations to suspend use of the field
arrest forms and the failure otherwise to record information necessary for
prosecution.
400 F. Supp. at 213.
The Constitution mandates that access to the
streets, sidewalks, parks and other similar public places for the purpose of exercising
First Amendment rights cannot be denied broadly and absolutely.
Food Employees Local 590 v. Logan Valley Plaza, Inc., 391 U.S. 308, 315, 20 L. Ed. 2d 603, 88 S. Ct. 1601 (1968). n3 Restrictions on the time and place of
demonstrations and the conduct of
demonstrators of course must not be used as a subterfuge for the suffocation of speech. It
is axiomatic however that the police may, in conformance with the
First Amendment, impose reasonable restraints upon
demonstrations to assure that they be peaceful and not
obstructive.
Cox v. New Hampshire, 312 U.S. 569, 85 L. Ed. 1049, 61 S. Ct. 762 (1941);
[**32]
Cox v. Louisiana, 379 U.S. 536, 554-55, 13 L. Ed. 2d 471, 85 S. Ct. 453 (1965);
Hague v. C.I.O., 307 U.S. 496, 515-16, 83 L. Ed. 1423, 59 S. Ct. 954 (1939). And by the same token the
First Amendment permits the police to contain or
disperse
demonstrations that have become
violent or
obstructive.
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n3 Although the holding of the
Logan Valley Plaza case has been overruled,
Hudgens v. N.L.R.B., 424 U.S. 507, 518-19, 47 L. Ed. 2d 196, 96 S. Ct. 1029 (1976),
citing
Lloyd Corp. v. Tanner, 407 U.S. 551, 33 L. Ed. 2d 131, 92 S. Ct. 2219 (1972), its statement concerning
First Amendment rights in public places remains valid.
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In analyzing the constitutional propriety of the police reaction to the seven
demonstrations here in issue it is important to note that the police did not interfere with
the
demonstrations because of the content of the message they sought to present; there is no
evidence that the police hindered
[*120] exercise of
First
[**33] Amendment rights by only certain groups or only when certain ideas were expressed and
plaintiffs do not allege such discrimination. There was no violation of the
principle that
"above all else, the
First Amendment means that government has no power to restrict expression because of its
message, its ideas, its subject matter, or its content."
Police Department of Chicago v. Mosley, 408 U.S. 92, 95, 33 L. Ed. 2d 212, 92 S. Ct. 2286 (1972). The police were concerned with the conduct of the
demonstrators, specifically their
violence and
obstruction of the
streets. That
violence and
obstruction occurred was acknowledged by the District Court in its findings of fact:
"during the mass
demonstrations taking place in the District of Columbia in the time period 1969-1971, there
were numerous instances of disruptive and destructive behaviour by persons
participating in these activities."
400 F. Supp. at 208. It follows that because either
obstructive conduct or actual or imminent
violence infected the
demonstrations in substantial measure, the
First Amendment did not insulate them from restraint by way of police lines and
sweeps and the application of the failure-to-move-on
[**34] statute.
In support of its criticism of the use of police lines and
sweeps and the invocation of the failure-to-move-on statute the court relied upon the
familiar doctrine, expressed in
United States v. O'Brien, 391 U.S. 367, 377, 20 L. Ed. 2d 672, 88 S. Ct. 1673, (1968), that when the government seeks to regulate activity which combines
speech protected by the
First Amendment with other forms of conduct the incidental restriction on
First Amendment freedoms must be no greater than is essential to the furtherance of a
legitimate government interest. As we understand it the court's reasoning was
that the restrictions imposed by the police were greater than necessary because
they resulted in the
arrest of
demonstrators who were not guilty of
violence or
obstruction, or of bystanders who were not participants in the
demonstrations. We think however the District Court's theory is unrealistic. It is the tenor
of the
demonstration as a whole that determines whether the police may intervene; and if it is
substantially infected with
violence or
obstruction the police may act to control it as a unit.
"Where
demonstrations turn
violent, they lose their protected quality as
[**35] expression under the
First Amendment."
Grayned v. City of Rockford, 408 U.S. 104, 116, 33 L. Ed. 2d 222, 92 S. Ct. 2294 (1972) [footnote omitted]. Confronted with a mob the police cannot be expected to
single out individuals; they may deal with the
crowd as a unit.
We do not suggest of course that one who has violated no law may be
arrested for the offenses of those who have been
violent or
obstructive. As we have seen however the police may validly order
violent or
obstructive
demonstrators to
disperse or clear the
streets. If any
demonstrator or bystander refuses to obey such an order after fair notice and opportunity
to comply, his
arrest does not violate the Constitution even though he has not previously been
violent or
obstructive. n4
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n4 The District Court found that
"most of the persons
arrested [at the Watergate
demonstration] were not engaging in any unlawful conduct."
400 F. Supp. at 195. The District Court appears to have meant that many arrestees had not been
violent or
obstructive. Even if this were true, however, the
demonstrators could still be properly
arrested for failure to obey a valid dispersal order. After the order was given, the
police gave the
demonstrators
"several minutes" to
disperse before they began to make
arrests.
Id. at 194. The District Court's finding that
"most of the persons in the rear of the
crowd . . . did not hear the request to leave the area",
Id., gives us pause, as does the finding that
"not all of the persons" at the Washington Monument incident heard the dispersal order given there.
Id. at 198. Whatever may have been the deficiencies in the manner of ordering dispersal at
these two 1970
demonstrations, however, they appear to have been eliminated by the police department's
subsequent purchase of effective sound equipment. (App. 1148, 1624-25)
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[**36]
The District Court enjoined the
Police Department from
"instituting mass
arrests without the contemporaneous completion of field
arrest forms or other administrative device or procedure for recording information
[*121] necessary to establish
probable cause for the
arrest."
400 F. Supp. at 218. A field
arrest form records the identity of the person
arrested, and the circumstances of the apprehension, including the charge, the name,
unit and badge number of the arresting officer, and the identity of any other
officer witnessing the
arrest. After filling out the field
arrest form the arresting officer is photographed with the
arrested person before turning him over to an officer for transportation to a booking
center. The District Court thought its injunction was justified by
Sullivan v. Murphy, 156 U.S. App. D.C. 28, 478 F.2d 938 (1973). We cannot agree.
In
Sullivan v. Murphy, the plaintiffs prayed for injunctive relief against criminal prosecutions not
conducted in good faith. The ground of the action was that the prosecutor had
no evidence, because the police had failed to execute field
arrest forms, and the prosecutions were therefore not
[**37] in good faith. Plaintiffs asked that the records of their
arrests be expunged. In the circumstances this court held that it could be presumed
that any
arrest not accompanied by a field
arrest form was invalid,
"this presumption being of course subject to rebuttal upon an affirmative
showing by Defendants that any particular
arrest was based upon
probable cause."
156 U.S. App. D.C. at 57, 478 F.2d at 967 [footnote omitted]. Such a rebuttable presumption cannot justify a sweeping
prohibition of any and all mass
arrests without the completion of field
arrest forms. Obviously,
probable cause may exist even though evidence of it is not recorded at the time of
arrest. As the Supreme Court put it in
Gerstein v. Pugh, 420 U.S. 103, 113-14, 43 L. Ed. 2d 54, 95 S. Ct. 854 (1975):
a policeman's on-the-scene assessment of
probable cause provides legal justification for arresting a person suspected of crime, and
for a brief period of detention to take the administrative steps incident to
arrest.
If all members of a group are
arrested the prosecutor may well be able to prove, by the testimony of
policemen who were at the
scene, that there was
probable
[**38] cause to believe that the group as a whole was violating the law by
violence or
obstruction, or by remaining on the
scene after reasonable notice and opportunity to
disperse. In short, a prosecutor in the future will be entitled to an opportunity to
make
"an affirmative showing" of
probable cause in each case of a mass
arrest, and the District Court erred in cutting off that opportunity by a blanket
prohibition. n5
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n5 In the cases considered by the District Court, in which the prosecutor
dismissed the charges, he was unable to make any showing whatever of
probable cause for the
arrests. In these circumstances expungement of the
arrest records was appropriate.
Menard v. Saxbe, 162 U.S. App. D.C. 284, 290, 498 F.2d 1017, 1023 (1974);
Sullivan v. Murphy, 156 U.S. App. D.C. 28, 58, 478 F.2d 938, 968 (1973).
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
AFFIRMATIVE EQUITABLE RELIEF
As we have said, the District Court ordered the defendants to formulate a
comprehensive
manual specifying policies to be followed in dealing with
[**39] future mass
demonstrations. The court ordered that the
manual be filed with the court, with a copy to be served upon counsel for the
plaintiffs. In explanation of this order the court said:
The Court will not endeavor at this point to order specific changes in police
procedures. Nor will the Court take upon itself the task of rewriting the
department's Orders or
manuals. Instead, the course followed in the
COPPAR n6 case seems to be the most practical one. Defendants will be required to
formulate a comprehensive, written plan (preferably in the form of a
manual or handbook) which clearly states the policies and procedures to be followed
by the department in mass
demonstrations.
400 F. Supp. at 217.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n6
Council of Organizations on Philadelphia Police Accountability and Responsibility (COPPAR) v. Rizzo, 357 F. Supp. 1289 (E.D. Pa. 1973),
aff'd sub nom.
Goode v. Rizzo, 506 F.2d 542 (3rd Cir. 1974).
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The order directed that the
manual
"include instructions
[**40] in all of those problem areas identified in the Findings of Fact."
[*122] Although the judgment entered does not further identify these
"problem areas" we gather from the court's findings of fact that they include (1) the
excessive use of physical force by
policemen in making
arrests; (2) the failure or refusal by police to advise persons
arrested of the specific charges against them and to give them their
Miranda
warnings; (3) unreasonable delays in the booking of prisoners and failure to release
them on collateral; (4) inadequate attention to the medical needs of prisoners;
and (5) various
police department internal review and personnel practices.
Subsequent events have demonstrated that the
COPPAR case does not support the court's judgment, for the decision in that case was
reversed by the Supreme Court in
Rizzo v. Goode, 423 U.S. 362, 46 L. Ed. 2d 561, 96 S. Ct. 598 (1976). We think the decision in
Rizzo v. Goode requires the reversal of the court's order directing the preparation of a
police
manual.
The District Court here found that in some twenty-five instances individual
police officers used excessive force or made groundless
arrests. The
[**41] court also found that when persons were
arrested they were told, only upon request, that they were being charged with
disorderly conduct, and that
Miranda
warnings were not given to them. At the booking centers, said the court, there were
long and unreasonable delays in the booking process, aggravated by the asking
of
"numerous personal questions which were irrelevant to the booking process."
400 F. Supp. at 214. Finally the court found that in a number of instances inadequate attention was
given to the medical needs of the prisoners.
Assuming that there is support in the record for the court's findings they do
not justify its order. In this case, as in
Rizzo v. Goode:
Individual police officers
not named as parties to the action were found to have violated the constitutional rights of
particular individuals, only a few of whom were parties plaintiff. As the facts
developed, there was no affirmative link between the occurrence of the various
incidents of police misconduct and the adoption of any plan or policy by
petitioners - express or otherwise - showing their authorization or approval of
such misconduct.
423 U.S. at 371
[**42] [emphasis in original]. There is no showing here that the defendants directed,
authorized or approved the use of excessive force by the individual police
officers in the incidents described by the court. n7 The defendants cannot be
charged with the aberrations of a comparative handful of individual
policemen in a department consisting of 5,000 members.
See
Washington Free Community, Inc. v. Wilson, 157 U.S. App. D.C. 360, 363-64, 484 F.2d 1078, 1081-82 (1973). We note further that according to the record some 300
demonstrations a year (App. 1567), many of them involving large numbers of people, take place
in Washington, yet the plaintiffs and the District Court in 1975 focused on
only seven
demonstrations, all of which occurred in 1969-71. There is no showing that the police
misconduct alleged to have occurred in 1969-71 has been repeated in subsequent
demonstrations, so as to justify sweeping injunctive relief.
See
O'Shea v. Littleton, 414 U.S. 488, 495-96, 38 L. Ed. 2d 674, 94 S. Ct. 669 (1974).
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n7 It is true that the court found that one defendant, Assistant Chief of
Police Zanders, improperly used mace on passive
demonstrators during the May Day
demonstrations. The facts were, however, that Chief Zanders sprayed mace on twenty-five or
thirty
demonstrators who sat down in the middle of the
intersection of Independence Avenue and 14th
Street, S.W., thereby totally blocking the
streets during the morning rush hour. Chief Zanders was the only officer on the
scene. The
demonstrators refused to move when requested to do so and
traffic was piled up on both sides of the
intersection. In this exigency the Chief resorted to the use of mace, for as he testified he
had no other way to move the
demonstrators. His action was contrary to police
regulations concerning the use of mace. We think however that the Zanders incident
furnishes no support for the court's order. Since it occurred, a more precise
regulation concerning the use of mace has been included in the police
manual.
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[**43]
[*123] The revision of the Police Department's internal review and personnel
practices, ordered by the District Court, is, we think, an unacceptable
"limitation on the department's 'latitude in the
"dispatch of its own internal affairs."'"
Rizzo v. Goode, 423 U.S. 362, 379, 46 L. Ed. 2d 561, 96 S. Ct. 598 (1976).
The District Court found that some persons
arrested during the various
demonstrations were detained for what the court considered to be unreasonable periods of
time, and that others who were injured did not receive prompt and adequate
medical attention. Assuming that these findings are justified however they do
not support the court's sweeping direction that the alleged deficiencies be
corrected by the issuance of a
manual. There was no showing that the policy of the individual defendants, or that of
the
Police Department, was to detain prisoners an unreasonable length of time or to deny them
adequate medical treatment.
The period of detention that is
"reasonable" varies with the circumstances. The record discloses that during the May Day
demonstrations on May 3, 1971, 7,926 persons were
arrested and on May 4, 3,438 persons were
arrested. n8
Arrests
[**44] in some of the other
demonstrations were numbered in the hundreds. In these circumstances it is not surprising
that the booking and collateral-posting process took hours instead of minutes
and that in individual cases mistakes were made by the police; but it is not
reasonable to extrapolate a general policy of lawlessness from such mistakes.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n8 So far as the May Day
demonstrators are concerned, those whose avowed purpose was to clog the machinery of
government were hardly in a position to complain that it worked slowly. See n.
2
supra.
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Finally, we turn to the District Court's finding:
The most egregious failings during the
arrest and booking process, perhaps because there could be no reasonable excuses,
were the refusal to advise arrestees of the specific charges being made against
them and to give them their
Miranda
warnings. This misfeasance was a denial of due process.
Feeley v. District of Columbia, 128 U.S. App. D.C. 258, 387 F.2d 216 (1967).
400 F. Supp. at 214.
[**45] We think the court's conclusion cannot be supported. In
Feeley v. District of Columbia, upon which the court relied, we held that an information upon which a
defendant is tried must specify which of several potentially applicable
statutes is the basis of the prosecution. The case does not hold that a
policeman making an
arrest must immediately advise the prisoner of the specific section of the statute or
regulation he is charged with violating. A policeman on the
scene cannot be expected to assay the evidence with the technical precision of a
prosecutor drawing an information. For instance, a person
arrested for
disorderly conduct might eventually be charged with conspiracy to
riot. The District Court noted the testimony of Chief of Police Wilson that a person
taken into custody during a
demonstration was told that he was under
arrest, and if he asked, was informed that he was charged with
disorderly conduct.
400 F. Supp. at 203. We think this was all that was required; certainly it cannot be said that
failure to be more specific constituted a denial of due process. As for the
court's criticism of the police failure to give
Miranda
warnings at the time
demonstrators
[**46] were
arrested, we need only to point out that such
warnings are required at the commencement of
"questioning initiated by law enforcement officers after a person has been taken
into custody",
Miranda v. Arizona, 384 U.S. 436, 444, 16 L. Ed. 2d 694, 86 S. Ct. 1602 (1966). There is no showing here of any improper questioning of prisoners at the
scene of their
arrest and therefore there was no
"denial of due process" or other constitutional violation in that regard.
The judgment of the District Court is reversed except as to Paragraph 6
pertaining to expungement of
arrest records and the case is remanded for further proceedings in accordance with
this opinion.
So Ordered.